ITCS

Automated Compliance Tool for Insider Trading

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A safe and secure compliance management tool for insider trading

ITCS (Insider Trading and Compliance System) is a web-based solution that harnesses the power of Microsoft’s Cloud Technologies and automates the implementation and management of compliance guidelines related to insider trading as defined by Securities Exchange Board of India (SEBI).

Sharp Tool

Sharp Tool

Automate compliance processes and boost efficiency.

Management And Surveillance

Management And Surveillance

Keep tabs on all transactions to ensure data is safe and secure.

Complete Compliance

Complete Compliance

Well-documented compliance process to track all dealings in instruments.

Enhanced Control

Enhanced Control

Avoid dealing in instruments on restricted lists and watch lists.

Data Capture

Data Capture

Record the approvals and transaction history of the employee.

Reports And Dashboards

Reports And Dashboards

Access trading reports and gain a bird’s eye view of all transactions on a comprehensive dashboard.

FREQUENTLY ASKED QUESTIONS

Insider Trading and Compliance System (ITCS) is a web-based tool that automates the implementation and management of compliance guidelines related to insider trading. ITCS automates compliance processes in line with SEBI guidelines, to ensure fair practices.

  • Complete compliance: Ensures complete and well-documented compliance as per SEBI guidelines.
  • Reports: Standard reports including MIS, Exceptions, Holdings, Trends and Declarations.
  • Smart dashboard: Accessible to transacting users, administrators and compliance officers, the dashboard offers a complete view of all transactions in one place.
  • Trade policy violation reports: ITCS offers a graphical report of trade policy violation incidents that can be accessed by compliance officers and senior management.
  • Tech-forward: ITCS is built using the latest technologies in the market.

    • ITCS is single-solution for the implementation of regulatory guidelines across the securities trade, covering equities, derivatives, mutual funds and even the management of specific instruments traded by an employee’s family members. It also comes with a number of pre-defined reports, as listed above, ensuring complete and well-documented compliance.

    All standard trade processes can be executed: creating and authorizing trade requests (by the employee and reporting officer) and approving requests and generating reports (by the compliance officer).

    ITCS comes with maximum and minimum value settings for trade policy threshold control. Maximum value settings include amount of trade requests in INR, quantity of trade requests (in nos) and number of trade requests. Minimum value settings include a general minimum holding period in days, minimum holding period in days for ESPOS, minimum holding period in days for IPO, validity of trade request within which Approval has to be granted, and validity of trade request approval, within which the trade has to be executed.

    Yes. ITCS is optimized for Windows Azure, public cloud (for better availability) and private cloud (for better security).

    Yes, integration is possible with email servers for messaging, as well as with Windows AS for user authentication.

    Yes, you can reach out to us using the button below. Or, email us at sales@paramatrix.comor call on +917506051248

    業界リーダーの声

    モハン・ナタラジャン
    モハン・ナタラジャン

    元Kotak Securities CTO、Avista Advisory マネージングディレクター

    パラマトリクスは、スタートアップ企業を資本市場で存在感のあるプレイヤーへと成長させる能力を常に発揮しています。彼らの戦略的な洞察力と堅実なビジネス戦略は高く評価されます。

    シャンカルソン・バネルジー
    シャンカルソン・バネルジー

    元RBL銀行CIO、元NSE CTO

    パラマトリクスは、デジタル機能の強化と技術の進化に強く注力している姿勢が見られます。組織の戦略的ビジョンと先を見据えた取り組みは際立っています。

    ラジーヴ・ヴァイシュナヴ
    ラジーヴ・ヴァイシュナヴ

    Cornerstone Ventures創業者、元リライアンス エコシステム／パートナーシップ統括

    パラマトリクスの戦略的な投資とパートナーシップは業界の構造形成に大きく貢献しており、特に新興企業と自然な成長パートナーとして連携できる点を高く評価しています。

    サミール・ソーラッブ
    サミール・ソーラッブ

    元大和キャピタル、HDFC証券 CTO

    パラマトリクスは、テクノロジーおよびBFSI分野における先進的なリーダーシップの象徴です。デジタルトランスフォーメーションと持続可能な成長への取り組みは、業界のベンチマークとなっています。

    私たちは貴社のビジネスにどう貢献できるか？

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